|
|
|
|
Firms Start Paying Brokers Their Deferred Compensation to Switch Firms
In what has been called "an almost unheard-of step", some brokerage firms are unlocking reps' golden handcuffs to entice them to switch brokerage firms. Firms especially are interested in big producers with clean compliance records.
That is, some firms are reimbursing brokers the net difference of their deferred-compensation packages.
Source: Investment News, August 9, 2004
|
About Us
|
News
|
Alerts
|
Articles
|
SNSFE News
|
Calendar
|
Contact
|
Search
Register
|
Free Opinion
Sponsored by James J. Eccleston, an attorney representing stockbrokers, financial planners and
investors nationwide in arbitration, litigation and regulatory matters, and a shareholder with the law firm
Shaheen, Novoselsky, Staat, Filipowski & Eccleston
P.C.(www.snsfe-law.com). This Web site contains material
of general interest. It is neither intended to, nor constitutes, either legal advice or investment advice.
Always consult an attorney and/or investment advisor when building and protecting your wealth.
All content Copyright © 2008 Advocate Capital Management, Inc. except where noted. All rights reserved.
20 North Wacker Drive, Suite 2900, Chicago, Illinois 60606
Telephone: 312-621-4400 | Fax: 312-621-0268
|
|
|
|
|
