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Many Firms Still Have Not Been Subject To Broker Overtime Lawsuits

The lawsuits that have made the news given the large settlements to brokers involve only a few of the brokerage firms nationwide.

At last count, firms that still are not the subject of litigation or do not have nationwide class action status include:

Ameriprise
AG Edwards
Edward Jones
Fidelity
Fifth Third
H & R Block
Janney Montgomery Scott
Morgan Keegan
Oppenheimer & Co.
Piper Jaffray
RBC Dain Rauscher
Wells Fargo

SNSFE continues to investigate these claims and welcomes comments and inquiries from brokers.

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