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Many Firms Still Have Not Been Subject To Broker Overtime Lawsuits
The lawsuits that have made the news given the large settlements to brokers involve only a few of the brokerage firms nationwide.
At last count, firms that still are not the subject of litigation or do not have nationwide class action status include:
Ameriprise
AG Edwards
Edward Jones
Fidelity
Fifth Third
H & R Block
Janney Montgomery Scott
Morgan Keegan
Oppenheimer & Co.
Piper Jaffray
RBC Dain Rauscher
Wells Fargo
SNSFE
continues to investigate these claims and welcomes comments and inquiries from brokers.
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Free Opinion
Sponsored by James J. Eccleston, an attorney representing stockbrokers, financial planners and
investors nationwide in arbitration, litigation and regulatory matters, and a shareholder with the law firm
Shaheen, Novoselsky, Staat, Filipowski & Eccleston
P.C.(www.snsfe-law.com). This Web site contains material
of general interest. It is neither intended to, nor constitutes, either legal advice or investment advice.
Always consult an attorney and/or investment advisor when building and protecting your wealth.
All content Copyright © 2008 Advocate Capital Management, Inc. except where noted. All rights reserved.
20 North Wacker Drive, Suite 2900, Chicago, Illinois 60606
Telephone: 312-621-4400 | Fax: 312-621-0268
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