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More Brokers and Advisers Switching Firms
The Protocol and other forces have caused and increase in the number of brokers and advisers switching firms.
Nearly twice as many brokers (9%) are considering switching to another firm in 2008, versus 5% who did so in 2007. Of those considering moving, two-thirds of them want to change the type of firm that they work for — better pay, more independence and freedom, and change in direction. As a result, the largest percentage wants to move to independent broker-dealers, regional firms and RIAs.
SNSFE
attorneys assist brokers and advisers in the transition process.
Source: Journal of Financial Planning, April, 2008
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Free Opinion
Sponsored by James J. Eccleston, an attorney representing stockbrokers, financial planners and
investors nationwide in arbitration, litigation and regulatory matters, and a shareholder with the law firm
Shaheen, Novoselsky, Staat, Filipowski & Eccleston
P.C.(www.snsfe-law.com). This Web site contains material
of general interest. It is neither intended to, nor constitutes, either legal advice or investment advice.
Always consult an attorney and/or investment advisor when building and protecting your wealth.
All content Copyright © 2008 Advocate Capital Management, Inc. except where noted. All rights reserved.
20 North Wacker Drive, Suite 2900, Chicago, Illinois 60606
Telephone: 312-621-4400 | Fax: 312-621-0268
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