Eccleston Article On The Protocol For Broker Recruiting Published In Practical Compliance & Risk Management Legal Journal

Attorney James J. Eccleston, SNSFE Chairman and head of the firm's securities department, is published in the March-April 2009 issue of Practical Compliance & Risk Management for the Securities Industry, a legal journal authored by outside writers within the compliance community.

In "Unintended Consequence: The Protocol That Binds," Jim discusses the unintended consequences of the Protocol for Broker Recruiting, an agreement between transitioning advisers and financial services firms designed to ease the transition of financial advisers from one firm to another.

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