|
|
Brokerage Firm Premier Capital Management Charged with Securities Law Violations
The NASD has brought a disciplinary action against Premier Capital Management, Inc. of Dallas, TX, its president Bryan James O'Leary, and one of its former brokers, Ryan Mark Reynolds. The NASD charges them with stock touting, misleading advertising, and failure to disclose compensation for touting stock.
The conduct concerns a company called Continental Investment Corporation(OTCBB: CICG).
Source: Wall Street Journal, November 17, 1999
|
About Us
|
News
|
Alerts
|
Articles
|
SNSFE News
|
Calendar
|
Contact
|
Search
Register
|
Free Opinion
Sponsored by James J. Eccleston, an attorney representing stockbrokers, financial planners and
investors nationwide in arbitration, litigation and regulatory matters, and a shareholder with the law firm
Shaheen, Novoselsky, Staat, Filipowski & Eccleston
P.C.(www.snsfe-law.com). This Web site contains material
of general interest. It is neither intended to, nor constitutes, either legal advice or investment advice.
Always consult an attorney and/or investment advisor when building and protecting your wealth.
All content Copyright © 2008 Advocate Capital Management, Inc. except where noted. All rights reserved.
20 North Wacker Drive, Suite 2900, Chicago, Illinois 60606
Telephone: 312-621-4400 | Fax: 312-621-0268
|
|
|
|
