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Sell Recommendations Increase to 10.6% After Conflict of Interest Inquiries
The actions of securities regulators may be having a positive effect for investors.
Since last year, there has been a 400% increase in the number of sell recommendations. Last year, of all recommendations there were only 2.5% sell recommendations. This year, that percentage has increased to 10.6%.
Source: FinancialTimes.com, May 15, 2003
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Sponsored by James J. Eccleston, an attorney representing stockbrokers, financial planners and
investors nationwide in arbitration, litigation and regulatory matters, and a shareholder with the law firm
Shaheen, Novoselsky, Staat, Filipowski & Eccleston
P.C.(www.snsfe-law.com). This Web site contains material
of general interest. It is neither intended to, nor constitutes, either legal advice or investment advice.
Always consult an attorney and/or investment advisor when building and protecting your wealth.
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